Architecture Room > Root Hierarchy Projections > To a Principal Typology > Rationale of Mode Transitions

Rationale of Spiral-Mode Transitions

Foundation & Evolution

Any Spiral is a depiction of a real-world process that takes place within a psychosocial field defined by the associated TET and Typology.

All Spirals start with a Foundation Mode (φ1Stage-1) that is unavoidable in the area of concern if anything is to exist socially e.g. management in PH'1C depends on doing things properly in time—without that, an organization or a project would just stop and vanish.

Then additional Modes are added from φ2:Stage-2 to φ7:Stage-7in a process describable variously as growth, development, strengthening, increasing sophistication, maturation, consolidation or establishment.

The cumulation of Mode values occurs in two Cycles—hence a «Spiral of Growth»— in which the Foundation Mode-φ1 is re-engaged twice more: after Stage-4 (end of Cycle-1) and after Stage-7 (end of Cycle-2).

Each move around the Spiral involves a move up or down one of the axes, with minimal change in relation to the other axis. It is therefore possible to abstract the process as shown in the diagram.

ClosedProvisional Psycho-Social Axes of the 7 Spirals

Paradoxes of maturation: Transitions have different effects depending on how they move in regard to the X axis (Benefit for Others) and the Y Axis (Self-awareness).

The Mode number is shown within the black circle, and its originating Type number is nearby.

ClosedY-Axes: «Psycho-» Requirements

ClosedX-Axes: «-Social» Output

Everything Starts in Mode-1

Studies have revealed that the Foundation Mode (φ1) always corresponds to Type-3, and it is postulated that Type-3 has a correspondence to RL1-Action i.e. pressure for performance. This makes a great deal of sense. Unless taking action is given value as the most fundamental aspect of any Primal Means, psychosocial reality does not impinge on the world. Recognizing the value (and power) of action—what can be done, what must be done, what should be done, what is being done—is where everything begins.

An early postulate of THEE waswe are here to do.

ClosedExample:

Encouraged by a meaningful correspondence, let us consider the general psychosocial characteristic when adding further Modes regardless of the particular Typology. I will offer examples and evidence from Spirals but delay full comparisons to observations to a later Topic.

Cycle-1

Mode-φ1 to Mode-φ2

This is typically the most difficult transition in the whole Spiral.
ClosedExamples:

As the TET reveals, the demand here is to move backwards along the X-axis, i.e. to retreat from focusing on the desired social outcome. Yet Mode-φ1 represents what everything depends on. Its values are so obvious that a strong preference to intensify them is common, even if it ultimately proves self-defeating.

Mode-2 always derives from Type-6, which corresponded to Willingness-RL7 in the initial analysis. It is then apparent why this transition is so difficult. Action is the most concrete level and Willingness is the most abstract. In addition, the relevant psychosocial pressure is selflessness, which is notoriously difficult for most people.

More specific scrutiny is needed to clarify how and why each particular Mode-φ2/Type-6 corresponds with Willingness-RL7.

Mode-φ2 to Mode-φ3

The transition to Mode-φ3 is provoked by the problems of success in Stage-2, as well its inherent limitations. The vertical move up the Y-axis demands an increased focus on psychological requirements. What that means varies according to the particular Spiral, but it must involve enhanced, subjectivity, greater significance of individual persons, and a greater valuation assigned to the mental state. One consequence of this is that transition may call for some self-development, which is inherently unique and unpredictable.

Inevitably these features emphasize differences between people, or conflicts within a person, that cannot be ignored and must be reconciled. The only possibility for handling such differences is by thought, discussion, explanation, debate, argument. So the natural Root correspondence should be Communication-RL5.

ClosedExamples:

Mode--φ3 is always derived from Type-4 whose Root correspondence was initially proposed as Communication-RL5. That appears to fit perfectly. However, more specific scrutiny is needed to clarify how and why each particular Mode-φ3/Type-4 corresponds in this way.

Mode-φ3 to Mode-φ4

The context is now much stronger, but the underlying rationale (i.e. serving the Primal Need), has been put to one side for two Stages. The next transition to Mode-φ4 moves horizontally to the upper half of the X-axis and so brings the focus back to the social output. This typically demands an greater responsibility, which fits with a correspondence to Purpose-RL6.

ClosedExamples:

Mode-φ4 is always derived from Type-1 whose Root correspondence was initially proposed as Purpose-RL6. That appears to fit perfectly. However, more specific scrutiny is needed to clarify how and why each particular Mode-φ4/Type-1 corresponds in this way.

Mode-φ4 is typically viewed as a watershed development. The Spiral can now spontaneously re-enter Mode-1 (Type-3) in a more developed fashion. Or, in practice, Mode-φ1 re-positions in the ellipse because Cycle-1 values enable greater focus on output. There is no special psychological difficulty when the move is down the Y-axis rather than up; nor is there social difficulty of pressure or resistance when there is no change on the X-axis.

Cycle-1 to Cycle-2

The next transition requires an even larger move back along the X-Axis, to its lowest value. This is difficult and requires self-discipline. But unlike in Cycle-1, there is no problem about the Mode-φ1 foundation, because it is firmly established and anchored by three Modes.

Instead, Cycle-2 starts here and the values to be introduced are invariably geared to enhancing the use of Modes φ1, φ2, φ3 & φ4 as a set. This is possible because Cycle-2 activates a higher Root Level than that governing Cycle-1.

In the Principal Typology, Cycle-1 is about contextual control of the use of a particular Root Level (via its Primary Hierarchy), so Cycle-2 is about use of the next higher Root Level (via its Primary Hierarchy).

ClosedCycle-2 in Other Typology Forms

Any Subsidiary Typology shows something similar: Cycle-1 is about a particular Type (in the originating Principal Typology), and Cycle-2 is about use of the next higher Type (in the same Principal Typology).

By contrast, in the Root Typology, there is nothing known at present that is higher. So either a new discovery needs to be made or a different process is operative. The Root Spiral has not been properly investigated.

Mode-φ5, Mode-φ6, Mode-φ7

The three final Modes are all in extreme positions vis a vis the TET axes; and there are three possible Root correspondences: 

• Inquiry-RL2
• Experience-RL3
• Change-RL4
.

It is evident from their position that Mode-φ5 and Mode-φ6 proceed with minimal concern for the social result, while Mode-φ7 has a high concern for it.

It seems rather obvious that Change-RL3 is about the social output. The maximum feasible outcome involves both stability and improvement or transformation. It may also be expected to be associated with attention to the mental state or personal requirement. So Mode-φ7 likely corresponds to Change-RL3.

Mode-φ7 is derived from Type-5 which was previously associated with Change-RL3. This provides some confirmation. However, more specific scrutiny is needed to clarify how and why each particular Mode-φ7/Type-5 corresponds in this way.

Mode-φ6 is very high on the Y-axis and so demands high self-awareness or subjectivity or personal involvement. The correspondence to Experience-RL3 seems obvious.

Mode-φ6 is derived from Type-7 which was previously associated with Experience-RL4. This provides some confirmation. However, more specific scrutiny is needed to clarify how and why each particular Mode-φ6/Type-3 corresponds in this way.

Mode-φ5 is very low on the Y-axis and so is inherently impersonal. Inquiry-RL2 needs to be dispassionate, impartial and independent of a particular person. It is therefore the obvious correspondence.

Mode-φ5 is derived from Type-2 which was previously associated with Inquiry-RL2. This provides some confirmation. However, more specific scrutiny is needed to clarify how and why each particular Mode-φ5/Type-2 corresponds in this way.

Looking now at the Transitions

Mode-φ4 → Mode-φ5 goes back along the X-Axis and so calls for a retreat from the concern with outputs, which, being antithetical to the object of the exercise, demands self-discipline. A correspondence of Mode-5 to Inquiry-RL2 would suit that requirement.

Mode-φ5 → Mode-φ6 calls for a move up the Y-Axis which means an effort of self-development, or much increased awareness, or total inner attention, or intense focus on the feelings of others. A correspondence of Mode-6 to Experience-RL4 would suit that requirement.

Mode-φ6 → Mode-φ7 stays high on the Y-Axis but moves far along the X-Axis. So it calls for a re-orientation back to the social output without neglecting personal or subjective factors. A correspondence of Mode-φ7 to Change-RL3 would suit that requirement.

Summary

Taken together, the findings here are strongly confirmatory for the Root correspondence as previously conjectured. In this case, however, the analysis


Initially posted: 30-Nov-2013. Last amended 2-Jan-2015.




All material here is in a draft form. There will be errors and omissions. Nothing should be copied or distributed without express permission. Thank you.Copyright © Warren Kinston 2009-2018. All Rights Reserved.


comments powered by Disqus